About Us

David Broome

Independent Financial Adviser/Director/Finance Manager.

David has over 30 years experience in the Financial Services Industry, including 12 years with AMP/Pearl as a Financial Consultant and 19 years as an Independent Financial Adviser with 4wealth Ltd.

David holds the Level 4 Diploma for Financial Advisers adding to his existing exams, the Full Financial Planning Certificate and CeMAP Bridge paper (CIB Level 3 Certificate in Mortgage Advice and Practice).

David’s client base includes many clients with whom he has held a business relationship for over 25 years, which is testament to his high level of customer service and dedication to providing quality pro-active advice.

Ian Smith

Independent Financial Adviser/Director/Compliance Manager.

Ian has over 30 years experience in the Financial Services Industry, including 15 years with Pearl as a Financial Consultant & Manager and 19 years as an Independent Financial Adviser/Compliance Manager with 4wealth Ltd.

Ian has achieved the Level 4 Diploma for Financial Advisers adding to his existing qualifications of the Full Financial Planning Certificate and CeMAP Bridge paper (CIB Level 3 Certificate in Mortgage Advice and Practice).

The most important and rewarding aspect for Ian is maintaining long-term client relationships throughout the various life stages and to create and maintain wealth.

Ian also undertakes the role of the Compliance Manager for 4wealth Ltd overseeing the training and competence of all staff. The main focus is to maintain the current high standards set by 4wealth in treating customers fairly whilst operating within the guidelines of the Financial Conduct Authority.